foreign futures and foreign options transactions 31. 31.1-31.2 to 31.29. leverage transactions 32. 32.1 to 32.5. regulation of commodity option transactions 33. 33.1 to 33.11. regulation of commodity option transactions that are options on contracts of sale of a commodity for future delivery 34. 34.1 to 34.3. regulation of hybrid instruments 35. 35.1 Commodity Exchange Act & Regulations The laws authorizing CFTC’s activities and the regulations issued by CFTC to carry out those activities, as well as related rulemaking, enforcement, and adjudicatory references. part 148 - implementation of the equal access to justice act in covered adjudicatory proceedings before the commission (§§ 148.1 - 148.30) part 149 - enforcement of nondiscrimination on the basis of handicap in programs or activities conducted by the commodity futures trading commission (§§ 149.101 - 149.170) by the Commodity Futures Trading Commission on 05/30/2017. The Commodity Futures Trading Commission (``Commission'') is amending its regulations and forms to enhance the process for reviewing whistleblower claims and to make related changes to clarify staff authority to administer the whistleblower program. Companies and individuals who handle customer funds or give trading advice must register with the National Futures Association (NFA), a self-regulatory organization approved by the CFTC The CFTC seeks to protect customers by requiring: market risks and past performance to be disclosed to prospective customers; The Commodity Futures Trading Commission regulates the commodity futures and options markets. Its goals include the promotion of competitive and efficient futures markets and the protection of investors against manipulation, abusive trade practices, and fraud.
The Commodity Futures Trading Commission regulates the commodity futures and options markets. Its goals include the promotion of competitive and efficient futures markets and the protection of investors against manipulation, abusive trade practices, and fraud. The Commodity Exchange Act (CEA) regulates the trading of commodity futures in the United States. Passed in 1936, it has been amended several times since then. The CEA establishes the statutory framework under which the CFTC operates.
Dec 21, 2017 Presentation to Ukraine Commodity Market Development Conference The author of the presentation: Kevin Piccoli, Commodity Futures Trading of regulatory matters before the U.S. Commodity Futures Trading Commission of Commodity Exchange Act (CEA) and CFTC regulations governing trade Jan 28, 2020 The long-standing CFTC Rule 1.31 defines records retention and modernizing its recordkeeping regulation to adopt less prescriptive, Regulation by the CFTC helps the markets to provide a means for price discovery and the hedging of price risk. Commodity Futures Trading Commission. Quick
The Commodity Futures Trading Commission regulates the commodity futures and options markets. Its goals include the promotion of competitive and efficient futures markets and the protection of investors against manipulation, abusive trade practices, and fraud. The Commodity Exchange Act (CEA) regulates the trading of commodity futures in the United States. Passed in 1936, it has been amended several times since then. The CEA establishes the statutory framework under which the CFTC operates. § 1.73 Clearing futures commission merchant risk management. § 1.74 Futures commission merchant acceptance for clearing. § 1.75 Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with futures commission merchant acceptance for clearing.
Commodity Futures Trading Commission The purpose of the CFTC is to regulate trading of futures contract and option markets in the United States. In December 2000, Congress expanded the Commission’s mandate and gave the Commission more comprehensive power by passing the Commodity Futures Modernization Act of 2000. An FCM is a Futures Commission Merchant. An FCM is an individual or organization that solicits and/or accepts orders to buy or sell futures contracts, options on futures contracts, retail foreign exchange contracts or swaps and accepts money or other assets from customers to support such orders. Commodity Futures Trading Commission. May 26, 2010 We sometimes receive questions and complaints about futures trading. A futures contract is an agreement to buy or sell a specific quantity of a commodity or financial instrument at a specified price on a particular date in the future. Commodities include bulk goods, such as grains, metals, and No futures commission merchant or introducing broker, and no employee of a futures commission merchant or introducing broker who is involved with the futures commission merchant's or introducing broker's trading or clearing activities, may, directly or indirectly, retaliate against or threaten to retaliate against any research analyst employed