Futures industry association law and compliance

FIA Law And Compliance: Law and Compliance evaluates regulatory developments impacting the derivatives industry. Official reports and findings are supplied Futures and derivatives law focuses on legal, regulatory and policy issues relating Futures Industry Association – Law & Compliance Division. • American Bar 19 Feb 2020 FIA Law and Compliance Division Conference (Washington, D.C., April 29-May 1 , 2020) | 900+ attendees, including legal, risk, and compliance Beth Thompson. Law & Compliance Division Coordinator at Futures Industry Association. Futures Industry AssociationSoutheastern Massachusetts University.

Current cross border developments impact the industry. Although there is no agreement on the future after Brexit, there will be impacts on equivalence decisions (such as SEF and MTF equivalency), legal documentation, and compliance with UK law. The panel will discuss how UK and EU-27 law will be changing.

FUTURES INDUSTRY ASSOCIATION LAW & COMPLIANCE DIVISION 25TH ANNUAL WORKSHOP By: Paul B. Uhlenhop, Esq.1 Lawrence, Kamin, Saunders & Uhlenhop, L.L.C. Chicago, Illinois BROKER-DEALER COMPLIANCE I I. Introduction The purpose of this panel and the accompanying outline is to focus on various areas of and Secretary of Futures Industry Association’s Law and Compliance Division. Mr. Filler started his career as an attorney with the Securities and Exchange Commission in 1973. He serves as Chair of the Editorial Advisory Board of the NY Business Law Journal. He also served as Chairman of the FIA Futures Industry Association Law and Compliance Division Conference May 11, 2013 Washington, DC Event. May 11. Event Has Ended. Futures Industry Association 2001 Pennsylvania Avenue NW Suite 600 Washington, DC 20006 Get Directions WilmerHale Special Counsel Bruce Fekrat was a featured panelist at this event.

Division Background. The FIA Law & Compliance Division monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures and cleared swaps community.

Futures Industry Association Law and Compliance Division Conference May 11, 2013 Washington, DC Event. May 11. Event Has Ended. Futures Industry Association 2001 Pennsylvania Avenue NW Suite 600 Washington, DC 20006 Get Directions WilmerHale Special Counsel Bruce Fekrat was a featured panelist at this event. and Secretary of Futures Industry Association’s Law and Compliance Division. Mr. Filler started his career as an attorney with the Securities and Exchange Commission in 1973. He serves as Chair of the Editorial Advisory Board of the NY Business Law Journal. He also served as Chairman of the FIA Remarks of Jill Sommers, Commissioner of the Commodity Futures Trading Commission, before the Futures Industry Association Law and Compliance Division and the New York City Bar Association, New York November 13, 2007 Thank you Dennis. I am delighted to be in New York today with my fellow Commissioner, Bart Chilton.

Remarks of CFTC Chairman J. Christopher Giancarlo at the Futures Industry Association Law & Compliance Division Conference “The Tao of Derivatives Clearing: Clearinghouse Resiliency, Recovery and Resolution”

Mr. Harrington began his career in the futures industry with Merrill Lynch Futures in Market Risk, Operational Risk, Legal, Regulatory & Compliance Risk, Human please see the Futures Industry Association's “Protection of Customer Funds

Charley is a former Chair of the American Bar Association's Derivatives and Futures Law Committee and has long served on the New York City Bar's Committee on Futures and Derivatives Regulation. He also has served multiple terms on the Executive Committee of the Futures Industry Association’s Law and Compliance …